Digital Operational Resilience Act (DORA)
Table of Contents
Chapter I – General provisions
Chapter II – ICT risk management
Chapter III – ICT-related incident management, classification and reporting
Chapter IV – Digital operational resilience testing
Chapter V – Managing of ICT third-party risk
Chapter VI – Information-sharing arrangements
Chapter VII – Competent authorities
Chapter VIII – Delegated acts
Chapter IX – Transitional and final provisions
Recitals (106)
Chapter I – General provisions
Article 4
Proportionality principle
1. Financial entities shall implement the rules laid down in Chapter II in accordance with the principle of proportionality, taking into account their size and overall risk profile, and the nature, scale and complexity of their services, activities and operations.
2. In addition, the application by financial entities of Chapters III, IV and V, Section I, shall be proportionate to their size and overall risk profile, and to the nature, scale and complexity of their services, activities and operations, as specifically provided for in the relevant rules of those Chapters.
3. The competent authorities shall consider the application of the proportionality principle by financial entities when reviewing the consistency of the ICT risk management framework on the basis of the reports submitted upon the request of competent authorities pursuant to Article 6(5) and Article 16(2).