Anti-Money Laundering Regulation
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Table of Contents
Chapter I – General provisions
Chapter II – Internal policies, procedures and controls of obliged entities
Chapter III – Customer due diligence
Chapter IV – Beneficial ownership transparency
Chapter V – Reporting obligations
Chapter VI – Information sharing
Chapter VII – Data protection and record retention
Chapter VIII – Measures to mitigate risks deriving from anonymous instruments
Chapter IX – Final provisions
Recitals (175)
Annexes
Chapter IV – Beneficial ownership transparency
Article 65
Exceptions to obligations of legal entities and legal arrangements
Articles 63 and 64 shall not apply to:
(a) companies whose securities are admitted to trading on a regulated market, provided that:
(i) control over the company is exercised exclusively by the natural person with the voting rights;
(ii) no other legal entities or legal arrangements are part of the company’s ownership or control structure; and
(iii) for foreign legal entities under Article 67, equivalent requirements to those referred to in subpoints (i) and (ii) of this point exist under international standards;
(b) bodies governed by public law as defined in Article 2(1), point (4), of Public Procurement Directive of the European Parliament and of the Council .
Related Recitals