AMLA Regulation
Table of Contents
Chapter I — Establishment, legal status and definitions
Chapter II — Tasks and powers of the authority
Art. 5 — TasksArt. 6 — Powers of the AuthorityArt. 7 — Cooperation within the AML/CFT supervisory systemArt. 8 — AML/CFT supervisory methodologyArt. 9 — Thematic reviewsArt. 10 — Mutual assistance in the AML/CFT supervisory systemArt. 11 — Central AML/CFT databaseArt. 12 — Assessment of credit institutions and financial institutions for the purposes of selection for direct supervisionArt. 13 — The listing of selected obliged entitiesArt. 14 — Additional transfer of direct supervision tasks and powers in exceptional circumstances upon the request of a financial supervisorArt. 15 — Cooperation within the AML/CFT supervisory system for the purposes of direct supervisionArt. 16 — Joint supervisory teamsArt. 17 — Requests for informationArt. 18 — General investigationsArt. 19 — On-site inspectionsArt. 20 — Authorisation by a judicial authorityArt. 21 — Administrative measuresArt. 22 — Pecuniary sanctionsArt. 23 — Periodic penalty paymentsArt. 24 — Hearing of persons subject to proceedingsArt. 25 — Publication of administrative measures, pecuniary sanctions and periodic penalty paymentsArt. 26 — Enforcement of pecuniary sanctions and periodic penalty payments and allocation of the amounts of those sanctions and paymentsArt. 27 — Procedural rules for taking supervisory measures and imposing pecuniary sanctions and periodic penalty paymentsArt. 28 — Review by the Court of Justice of the European UnionArt. 29 — Language arrangements in direct supervisionArt. 30 — Assessments of the state of supervisory convergenceArt. 31 — Coordination and facilitation of the work of the AML/CFT supervisory colleges in the financial sectorArt. 32 — Requests to act in exceptional circumstances following indications of serious, repeated or systematic breachesArt. 33 — Settlement of disagreements between financial supervisors in cross-border situationsArt. 34 — Action in cases of systematic failures of supervisionArt. 35 — Peer reviewsArt. 36 — Coordination and facilitation of the work of AML/CFT supervisory colleges in the non-financial sectorArt. 37 — Warnings of breaches of Union law by non-financial supervisors and public authorities overseeing self-regulatory bodiesArt. 38 — Settlement of disagreements between non-financial supervisors in cross-border situationsArt. 39 — Cooperation between the Authority and Financial Intelligence UnitsArt. 40 — Conduct of joint analysesArt. 41 — Reporting and transmission of the results of joint analysesArt. 42 — Requests by the Authority for the initiation of a joint analysisArt. 43 — Review of the methods and procedures for, and conduct of, joint analysesArt. 44 — National FIU delegatesArt. 45 — Mutual assistance in the area of cooperation between FIUsArt. 46 — Mediation between FIUsArt. 47 — FIU.netArt. 48 — Peer reviewArt. 49 — Regulatory technical standardsArt. 50 — Exercise of the delegationArt. 51 — Objections to regulatory technical standardsArt. 52 — Non-endorsement or amendment of draft regulatory technical standardsArt. 53 — Implementing technical standardsArt. 54 — Guidelines and recommendationsArt. 55 — Opinions and technical advice
Chapter III — Organisation of the authority
Art. 56 — Administrative and management structureArt. 57 — Composition of the General BoardArt. 58 — Delegation of tasks and decisions, and internal committees of the General BoardArt. 59 — Independence of the General BoardArt. 60 — Tasks of the General BoardArt. 61 — Voting rules of the General BoardArt. 62 — Meetings of the General BoardArt. 63 — Composition and appointment of the Executive BoardArt. 64 — Tasks of the Executive BoardArt. 65 — Annual and multiannual programmingArt. 66 — Voting rules of the Executive BoardArt. 67 — Fundamental Rights OfficerArt. 68 — Appointment of the Chair of the AuthorityArt. 69 — Responsibilities of the Chair of the AuthorityArt. 70 — Appointment of the Executive DirectorArt. 71 — Tasks of the Executive DirectorArt. 72 — Establishment and composition of the Administrative Board of ReviewArt. 73 — Members of the Administrative Board of ReviewArt. 74 — Decisions subject to reviewArt. 75 — Exclusion and objection
Chapter IV — Financial provisions
Art. 76 — BudgetArt. 77 — Fees levied on selected and non-selected obliged entitiesArt. 78 — Establishment of the budgetArt. 79 — Implementation of the budgetArt. 80 — Presentation of accounts and dischargeArt. 81 — Financial rulesArt. 82 — Anti-fraud measuresArt. 83 — IT securityArt. 84 — Accountability and reporting
Chapter V — Staff and cooperation
Art. 85 — General provisionArt. 86 — Privileges and immunitiesArt. 87 — Staff of the Authority previously employed by the EBAArt. 88 — Obligation of professional secrecyArt. 89 — Security rules on the protection of classified and sensitive non-classified informationArt. 90 — Reporting of breaches and protection of reporting personsArt. 91 — Cooperation with the European Supervisory AuthoritiesArt. 92 — Cooperation with non-AML/CFT authoritiesArt. 92a — Exchange of information between authorities and with other entitiesArt. 93 — Partnerships for information sharing in the field of AML/CFTArt. 94 — Cooperation with OLAF, Europol, Eurojust and the EPPOArt. 95 — Cooperation with third countries and international organisations
Chapter VI — General and final provisions
Art. 96 — Access to documentsArt. 97 — General language arrangementsArt. 98 — Data protectionArt. 99 — Liability of the AuthorityArt. 100 — Delegated actsArt. 101 — Headquarters Agreement and operating conditionsArt. 102 — Evaluation and reviewArt. 103 — Amendments to Regulation (EU) No 1093/2010Art. 104 — Amendments to Regulation (EU) No 1094/2010Art. 105 — Amendments to Regulation (EU) No 1095/2010Art. 106 — Transitional arrangementsArt. 107 — Commencement of the Authority’s activitiesArt. 108 — Entry into force and application